ACCR moved from Grey to Pink.

How rare is that?

AMMX Amerimex uplisted to OTCQB

Cash Flow Positive

3PEA International, Inc. Files Application for NASDAQ Capital Market Listing

8:31 am ET June 7, 2018 (BusinessWire) Print


3PEA International, Inc. (OTCQB:TPNL), a vertically integrated provider of innovative prepaid card programs and processing services for corporate, consumer and government applications, has announced that the Company has filed an application to list its common shares on the Nasdaq Capital Market.

"We believe that elevating the listing of our common stock to the Nasdaq Capital Market is an important step forward in our mission to maximize shareholder value," said Mark Newcomer, Chief Executive Officer, 3PEA International. "We are confident that once our application is accepted, trading on Nasdaq will offer investors increased visibility and improved liquidity."

"Uplisting will help capture institutional investors attracted to our growth proposition and provide for greater access to capital," commented Dan Henry, Chairman, 3PEA International. "The filing of this application is further evidence of 3PEA executing on its long-term growth initiatives."

The Nasdaq listing application is subject to review and approval by Nasdaq's Listing Qualifications Department to ensure compliance with all Nasdaq Capital Market standards. While the Company intends to satisfy all of Nasdaq's requirements for initial listing, no assurance can be given that its application will be approved.

TPNL looking to uplist:

https://finance.yahoo.com/news/3pea-reports-full-2017-financial-130000718.html

NTRP to uplist http://finance.yahoo.com/news/neurotrope-inc-announces-approval-listing-123000632.html

OMNT uplist
Ominto, Inc. (OTC PK: OMNT), a global leader in online Cash Back shopping, today announced that its shares of common stock were approved for listing on the NASDAQ Capital Market. Trading on the NASDAQ Capital Market will commence on March 20, 2017, and the company’s shares of common stock will continue to trade under the ticker symbol “OMNT.”

MTNB uplist:
Matinas BioPharma Holdings, Inc. (OTCQB:MTNB), a clinical-stage biopharmaceutical company focused on developing innovative anti-infectives for orphan indications, announced today that its common stock has been approved for listing on the NYSE MKT. The Companys common stock is expected to begin trading on NYSE MKT under the symbol MTNB beginning on March 2, 2017 . The Companys common stock will continue to trade on the OTCQB until the close of the market on March 1, 2017 .

SGLB just uplisted

AUXOD Auxilio Announces Trading on NYSE MKT to Commence February 14th, 2017

GNUS plans to uplist - https://finance.yahoo.com/news/genius-brands-international-issues-letter-133000509.html

"Today we announced a 1 for 3 stock split in preparation of our anticipated move from the OTC exchange to NASDAQ."

TPIV to uplist....

https://finance.yahoo.com/news/tapimmune-approved-listing-nasdaq-capital-131500060.html

XBIO to uplist

https://www.sec.gov/Archives/edgar/data/1534525/000168316816000431/xenetic_8a.htm

CAFN files form 8-A

https://www.sec.gov/Archives/edgar/data/1487906/000157104916018720/t1602401_f8a-x1.htm

SNGXD prepares to uplist:

http://finance.yahoo.com/news/soligenix-announces-reverse-split-preparation-100000409.html;_ylt=AwrBT7RfmvdXSWMAmyxXNyoA;_ylu=X3oDMTByMDgyYjJiBGNvbG8DYmYxBHBvcwMyBHZ0aWQDBHNlYwNzYw--

BMRA to uplist...

https://www.sec.gov/Archives/edgar/data/73290/000151316216000978/form8a12b.htm

CAFN to uplist

https://finance.yahoo.com/news/cachet-financial-solutions-announces-reverse-203000710.html

MRIC is uplisting

http://yahoo.brand.edgar-online.com/displayfilinginfo.aspx?FilingID=11477753-977-5605&type=sect&TabIndex=2&companyid=629459&ppu=%252fdefault.aspx%253fcik%253d1285550

Socket Mobile To Commence Trading On The NASDAQ Capital Market On June 22, 2016

NEWARK, Calif., June 20, 2016 /PRNewswire/-- Socket Mobile, Inc. (SCKT), a leading innovator of data capture and delivery solutions for enhanced productivity, today announced it has been approved by the NASDAQ Listings Qualifications staff to commence trading on the NASDAQ Capital Market on June 22, 2016 under its current trading symbol "SCKT". The Company's common stock is presently listed on the OTCQB Exchange.

Kevin Mills, president and chief executive officer, commented, "We are pleased that Socket Mobile will be traded on the NASDAQ Capital Market. Trading on the NASDAQ Capital Market will greatly improve our visibility within the investment community and satisfy the investment criteria of a larger number of investors," Mills concluded.

About Socket Mobile:
Founded in 1992, Socket Mobile is a leading innovator of data capture and delivery solutions for enhanced productivity in retail point of sale, field service, healthcare, and other mobile markets. Socket Mobile's revenue is primarily driven by the deployment of third party barcode enabled mobile applications that integrate Socket Mobile's cordless barcode scanners. Socket Mobile has a robust network of over 1,400 developers registered to use its software developer's kit to add sophisticated barcode scanning to mobile applications. Socket Mobile is headquartered in Newark, Calif. and can be reached at +1-510-933-3000 or www.socketmobile.com. Follow Socket Mobile on Facebook and Twitter @socketmobile and subscribe to SocketTalk the company's official blog.

Investor Relations Contact:
Socket Investor Contact:
Todd Kehrli / Jim Byers
Dave Dunlap
MKR Group, Inc.

Chief Financial Officer
323-468-2300
510-933-3035
sckt@mkr-group.com
dave@socketmobile.com

Socket is a registered trademark of Socket Mobile. All other trademarks and trade names contained herein may be those of their respective owners.

© 2016, Socket Mobile, Inc. All rights reserved.

SCKT just filed their 8-A12B.

http://yahoo.brand.edgar-online.com/displayfilinginfo.aspx?FilingID=11449050-915-5668&type=sect&TabIndex=2&companyid=85&ppu=%2fdefault.aspx%3fcik%3d944075

VIVMF to uplist

http://yahoo.brand.edgar-online.com/displayfilinginfo.aspx?FilingID=11441700-912-5446&type=sect&TabIndex=2&companyid=7728&ppu=%252fdefault.aspx%253fcik%253d879682

TALK is planning to uplist

Unless you know something that I don't I think an uplist in PSPW is highly unlikely. I don't think I have ever seen an uplist on a company with no revenue that also doesn't issue press releases.

Mike DD King, I would be interested in your thoughts on PSPW…Most of us longs 5 years! feel we are close to some sort of up listing PLC's are in place perhaps for a duel up kissing into both the London markets and the use markets…….You seem to have a very good handle on the whole topic…

Mike DD King, I would be interested in your thoughts on PSPW…Most of us longs 5 years! feel we are close to some sort of up listing PLC's are in place perhaps for a duel up kissing into both the London markets and the use markets…….You seem to have a very good handle on the whole topic…

ALJ Regional Holdings, Inc. Announces Approval For Listing On NASDAQ And Block Trade Purchase Of Shares

NEW YORK, May 9, 2016 /PRNewswire/ -- ALJ Regional Holdings, Inc. (ALJJ) ("ALJ") announced today that its common stock has been approved for listing on the NASDAQ Capital Market ("NASDAQ"). Separately, ALJ also announced that it, together with certain directors and other investors, had purchased 2,000,000 shares of ALJ common stock in a block trade.

Approval of Listing on NASDAQ

ALJ announced today that its common stock has been approved for listing on NASDAQ and is expected to commence trading on NASDAQ under the ticker symbol "ALJJ" on May 11, 2016. ALJ's common stock will continue to trade on the Over-the-Counter Bulletin Board until the market close on May 10, 2016.

"Our listing on the NASDAQ Capital Market is a major corporate milestone for us and a testament to the enormous progress we have made," stated Jess Ravich, Executive Chairman of ALJ. "We believe that the listing on NASDAQ will help broaden our shareholder base, increase our appeal to institutional investors, provide us with better liquidity and ultimately contribute to increasing shareholder value. We continue to execute on our strategy of buying undervalued companies, hiring successful and experienced management teams to run each of our operating companies and incentivizing them to achieve higher profits over the long term to maximize shareholder value. This philosophy requires our investing in both personnel and infrastructure to allow us to not only increase revenues in our current product lines but also expand into new product lines for each of our operating companies."

Block Trade Purchase of Shares

ALJ also announced today that it had closed a block trade with a shareholder of the Company. The shareholder notified ALJ that it wished to sell 2,000,000 shares of ALJ common stock (the "Shares") and ALJ agreed to assist in ensuring that the Shares would be sold in an orderly manner. To that end, ALJ located a purchaser, who purchased 950,000 of the Shares. To complete the trade, ALJ purchased 500,000 Shares, Libra Securities Holdings, LLC (c/o Jess Ravich, a director and Executive Chairman of ALJ) purchased 350,000 Shares, Marc Reisch, a director of ALJ, purchased 100,000 Shares, Margarita Paláu Hernández, a director of ALJ, purchased 50,000 Shares and John Scheel, a director of ALJ, purchased 50,000 Shares. The Shares traded at a price of $3.89 per share.

About ALJ Regional Holdings, Inc.

ALJ Regional Holdings, Inc. is the parent company of Faneuil, Inc., a leading provider of outsourcing and co-sourced services to both commercial and government entities in the healthcare, utility, toll and transportation industries, Floors-N-More, LLC, dba Carpets N' More, one of the largest floor covering retailers in Las Vegas and a provider of multiple finishing products for commercial, retail and home builder markets including all types of flooring, countertops, cabinets, window coverings and garage/closet organizers, with 5 retail locations and Phoenix Color Corp., a leading manufacturer of book components, educational materials and related products producing value-added components, heavily illustrated books and specialty commercial products using a broad spectrum of materials and decorative technologies.

Safe Harbor Statement under the Private Securities Litigation Reform Act of 1995:

This press release contains forward-looking statements. Such statements include information regarding ALJ Regional Holdings, Inc.'s expectations, goals or intentions regarding the future, including but not limited to statements about ALJ's financial projections, business growth, the business impact of the listing of ALJ's common stock on a national stock exchange, and other statements including the words "will" and "expect" and similar expressions. You should not place undue reliance on these statements, as they involve certain risks and uncertainties, and actual results or performance may differ materially from those discussed in any such statement. Factors that could cause actual results to differ materially are discussed in ALJ's Form 10 and its other periodic reports filed with the Securities and Exchange Commission and available through EDGAR on the SEC's website at www.sec.gov. All forward-looking statements in this release are made as of the date hereof and ALJ assumes no obligation to update any forward-looking statement.

WEYL about to make the jump.

ALJJ ALJ Regional Holdings, Inc. Announces Approval For Listing On NASDAQ
http://www.prnewswire.com/news-releases/alj-regional-holdings-inc-announces-approval-for-listing-on-nasdaq-and-block-trade-purchase-of-shares-300265430.html

SCKT is my second largest holding.

Socket Mobile Submits Listing Application For The NASDAQ Capital Market

NEWARK, Calif., May 10, 2016 /PRNewswire/-- Socket Mobile, Inc. (SCKT), a leading innovator of data capture and delivery solutions for enhanced productivity, today announced it has filed an application for listing on the NASDAQ Capital Market® with the NASDAQ Listings Qualifications staff.

Kevin Mills, president and chief executive officer, commented, "We are looking forward to being listed on the NASDAQ Capital Market. The success of our data capture business over the past several years has improved our operating results and strengthened our balance sheet to meet the NASDAQ Capital Market listing standards. Trading on the NASDAQ Capital Market Exchange will greatly improve visibility about the Company, and allow us to meet the investment criteria for a larger number of investors," Mills concluded.

At the time of filing and based on its financial statements for the quarter ended March 31, 2016, the Company believes it meets the financial and liquidity requirements for listing on the NASDAQ Capital Market under the net income standard. The primary minimum financial and liquidity requirements under the net income standard are stockholders' equity of $4.0 million, market value of publicly held shares of $5 million, net income from continuing operations of $750,000 in the latest full fiscal year, publicly held shares of one million, round lot shareholders of 300, three market makers, and a closing share price for five consecutive days of $3.00 per share.

The Company must also meet NASDAQ governance standards for public companies including a board with a majority of independent directors, meeting NASDAQ standards for the composition and duties of its audit, compensation and nominating committees, having a code of conduct, holding an annual meeting of stockholders, and avoiding conflicts of interest.

About Socket Mobile:
Founded in 1992, Socket Mobile is a leading innovator of data capture and delivery solutions for enhanced productivity in retail point of sale, field service, healthcare, and other mobile markets. Socket Mobile's revenue is primarily driven by the deployment of third party barcode enabled mobile applications that integrate Socket Mobile's cordless barcode scanners. Socket Mobile has a robust network of over 1,400 developers registered to use its software developer's kit to add sophisticated barcode scanning to mobile applications. Socket Mobile is headquartered in Newark, Calif. and can be reached at +1-510-933-3000 or www.socketmobile.com. Follow Socket Mobile on Facebook and Twitter @socketmobile and subscribe to SocketTalk the company's official blog.

Investor Relations Contact:
Socket Investor Contact:
Todd Kehrli / Jim Byers
Dave Dunlap
MKR Group, Inc.
Chief Financial Officer
323-468-2300
510-933-3035
sckt@mkr-group.com
dave@socketmobile.com

Socket is a registered trademark of Socket Mobile. All other trademarks and trade names contained herein may be those of their respective owners.

CDXC plans uplist

https://finance.yahoo.com/news/chromadex-announces-reverse-stock-split-200500241.html

EVSNF announces a vote on a reverse split with the intent to uplist to Nasdaq.

I'm long shares.

http://www.sec.gov/Archives/edgar/data/1011664/000117891316004959/exhibit_99-1.htm

IZEA to Begin Trading on NASDAQ Capital Market on Friday, February 26, 2016

https://finance.yahoo.com/news/izea-begin-trading-nasdaq-capital-130000114.html

IZEA Announces Reverse Stock Split in Preparation for Proposed Uplisting to NASDAQ

http://finance.yahoo.com/news/izea-announces-reverse-stock-split-130000567.html

IZEA Prepares for Uplisting to Trade on NASDAQ

IZEA, INC. Financials EDGAR Online Financials 14 days ago
IZEA, INC. Files SEC form 8-K, Results of Operations and Financial Condition, Financial Statements and Exhibits EDGAR Online 1 mth 5 days ago
More
ORLANDO, FL--(Marketwired - December 22, 2015) - IZEA, Inc. (IZEA), operator of the premiere online marketplace that connects brands and publishers with influential content creators, announced today that it plans to effect a reverse stock split of its outstanding shares of common stock in order to satisfy the minimum bid price level of $4.00 per share required to uplist its shares for trading on NASDAQ. The Company filed an initial listing application with NASDAQ earlier this year and believes that it currently meets all other financial, liquidity and corporate governance requirements for initial listing on the NASDAQ Capital Market.

The Company anticipates that after the reverse and maintaining a price above the required minimum bid price for a period of time as prescribed by NASDAQ, it will begin trading on the NASDAQ Capital Market in January 2016.

"It is our belief that uplisting to a national securities exchange will allow a broader base of worldwide institutions, investment funds and retail investors to participate in our future growth," said Ted Murphy, IZEA's Chairman and Chief Executive Officer. "When definitively approved, this will be a big milestone for our company and another important step towards achieving our long term goals."

The company has already received shareholder approval for its reverse stock split. The ratio of the split will be determined and announced by IZEA's Board of Directors in early January.

About IZEA
IZEA operates the premiere online marketplace that connects brands with influential content creators. IZEA creators range from leading bloggers and social media personalities to A-List celebrities and professional journalists. Creators are compensated for developing and distributing unique content on behalf of brands including long form text, videos, photos and status updates. Brands receive influential consumer content and engaging, shareable stories that drive awareness. For more information about IZEA, visit http://corp.izea.com.

Safe Harbor Statement
This press release contains forward-looking statements within the meaning of Section 21E of the Securities Exchange Act of 1934. Statements in this press release that are forward-looking include IZEA's anticipated uplisting of its shares to trade on NASDAQ in January 2016. These forward-looking statements are based largely on IZEA's current expectations and are subject to a number of risks and uncertainties, certain of which are beyond IZEA's control. Actual results could differ materially from these forward-looking statements as a result of, among other factors, the potential volatility of IZEA's stock price due to competitive conditions in the social sponsorship segment in which IZEA operates, failure to popularize one or more of the marketplace platforms of IZEA, difficulties in integrating platforms and operations and achieving the expected benefits from future acquisitions, and changing economic conditions that are less favorable than expected. In light of these risks and uncertainties, there can be no assurance that the forward-looking information contained in this press release will in fact occur. Please read the full statement and disclosures here: http://corp.izea.com/safe-harbor-statement.
Contact:
IZEA Investor Relations:

Budd Zuckerman
Genesis Select
303.415.0200
Email contact

IZEA Media Relations:

Brent Diggins
Allison & Partners
(480) 516-2035
Email contact

OMNTD uplists....

http://yahoo.brand.edgar-online.com/displayfilinginfo.aspx?FilingID=11018078-1198-5179&type=sect&TabIndex=2&companyid=109045&ppu=%252fdefault.aspx%253fcik%253d1097792

Daily

Keep them coming if you can, I appreciate your input. How often do you check the filings? Daily?

I find them by combing through filings.

MikeDD, where do you find your uplisting info? Where's the best place to get it before the news breaks (other than combing the NASDAQ filings on a hourly basis?)

tia

SBOTF to uplist - http://www.otcmarkets.com/stock/SBOTF/news?id=118127

COYN to uplist....

http://yahoo.brand.edgar-online.com/displayfilinginfo.aspx?FilingID=10976864-898-5674&type=sect&TabIndex=2&companyid=733156&ppu=%252fdefault.aspx%253fcik%253d1383154

AVXL Announces Uplisting to NASDAQ
http://finance.yahoo.com/news/anavex-announces-uplisting-nasdaq-110000455.html

Did you see their board members? They have heavy hitters on their board and their technical team looks outstanding. I went on linkedin and checked them out. With Pandora and Sirius and Spotify having billion dollar valuations, they can easily get a few hundred million in market cap , easy 10 bagger.

CURM I think it's interesting but I wouldn't take a position with no revenue. If they start executing I may consider it.

still following $CURM? Do you think it is to early to reverse split without revenue?

TTNP to uplist.

http://yahoo.brand.edgar-online.com/displayfilinginfo.aspx?FilingID=10950062-4513-8859&type=sect&TabIndex=2&dcn=0001144204-15-058825&nav=1&src=Yahoo

WMIH (former Washington Mutual HoldCo.) up-listing to NASDAQ Capital Market on Monday (from OTCQB)

http://www.prnewswire.com/news-releases/wmih-corp-to-list-on-the-nasdaq-300148847.html

WMIH to uplist

http://yahoo.brand.edgar-online.com/displayfilinginfo.aspx?FilingID=10923238-1139-14142&type=sect&TabIndex=2&companyid=10353&ppu=%252fdefault.aspx%253fcik%253d933136

Staffing 360 Solutions Announces Reverse Stock Split in Preparation for Proposed Uplisting to NASDAQ

http://finance.yahoo.com/news/staffing-360-solutions-announces-reverse-205253150.html

PSTO announces their intent to uplist. It looks like they will need a reverse split to get there. http://finance.yahoo.com/news/powerstorm-ess-files-application-uplist-120000903.html